K••••••• B••••

Advisor at E••••• J••••

WASECA, MN

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Search this name across graphsid dfx:ria:6db3a66c-1597-c06a-4073-fd1e751c850d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 16, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jul 20, 2019	n/a	yes	WASECA, MN	Current employment
D•• W•••••• L••	Independent wealth	Mar 29, 2017	Jun 12, 2019	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•• W•••••• L••	E••••• J••••	Jun 12, 2019	Jul 20, 2019	38	Firm change	RIA to ibd
E••••• J••••	D•• W•••••• L••	Apr 14, 2016	Mar 29, 2017

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: previous registration
Aug 31, 2015 to Apr 14, 2016factForm ADV
→ D•• W•••••• L••Registered adviserregistration: previous registration
Mar 29, 2017 to Jun 12, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6db3a66c-1597-c06a-4073-fd1e751c850d
First observed: Aug 31, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.