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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

RYAN J WARNER

Advisor at PROSPERITY CAPITAL ADVISORS

Maple Grove, MN | WESTLAKE, OH | Westlake, OH

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Search this name across graphsid dfx:ria:6db6b385-109c-a49a-e6ba-1a4f9e86bba2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 4, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITY CAPITAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 7, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 7, 2002
First registration: Feb 4, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 4600110

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITY CAPITAL ADVISORS	Independent wealth	Jun 28, 2018	n/a	yes	Maple Grove, MN\|WESTLAKE, OH\|Westlake, OH	Current employment
VALOR CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jun 28, 2018	Mar 29, 2024	no	Maple Grove, MN\|WESTLAKE, OH	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jun 15, 2018	no	Plymouth, MN	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 4, 2014	Mar 25, 2017	no	BLOOMINGTON, MN\|MINNETONKA, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALOR CAPITAL MANAGEMENT, LLC	PROSPERITY CAPITAL ADVISORS	Mar 29, 2024	Jun 28, 2018	-2,101	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	VALOR CAPITAL MANAGEMENT, LLC	Jun 15, 2018	Jun 28, 2018	13	Firm change	Ibd to new firm
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (4)

→ PROSPERITY CAPITAL ADVISORSRegistered adviserregistration: current employment
Jun 28, 2018 to presentfactForm ADV
→ VALOR CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 28, 2018 to Mar 29, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jun 15, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 4, 2014 to Mar 25, 2017factForm ADV

Dated events

Occurred
Mar 29, 2024
Advisor changed firm
Ryan J Warner left Valor Capital Management, Llc for Prosperity Capital Advisors (registered 2018-06-28)
Form ADVobserved 6 days ago