This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Sep 10, 2018

First registration

Sep 27, 2021

Dual registered

yes, broker-dealer

Other names

Raphael A Anaya|RAPHAEL ANAYA|Rapha Anaya|RAPHAEL ALBERTO ANAYA

IAPD individual key

6979920

• Occurred

  Jun 22, 2022
  Advisor changed firm

  Raphael Alberto Anaya left Wells Fargo Advisors for Charles Schwab & Co., Inc. (registered 2022-08-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6db7caa7-ffa2-d333-b9c4-c13235725b90

First observed

Sep 27, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.