DFX Intelligence

D••••• E••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D••••• E••••• T•••••

Advisor at S••••• C•••••• M••••••••• L••

SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:6db937a4-f6c9-4cc3-59cc-d65569af8955

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• C•••••• M••••••••• L••	Independent wealth	Jan 22, 2015	n/a	yes	SAINT LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 9, 2008	Aug 20, 2014	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S••••• C•••••• M••••••••• L••	Aug 20, 2014	Jan 22, 2015	155	Firm change	Other
E••••• J••••	W•••• F•••• A•••••••	Aug 27, 2008	Sep 9, 2008

Relationships

Registered with (3)

→ S••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jan 22, 2015 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 9, 2008 to Aug 20, 2014factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 15, 2008 to Aug 27, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6db937a4-f6c9-4cc3-59cc-d65569af8955
First observed: May 15, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

E••••• J••••

National bd RIA

May 15, 2008

Aug 27, 2008

Previous registration