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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Vincent LaRosa

Advisor at SCHWAB WEALTH ADVISORY, INC.

St Louis, MO

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Search this name across graphsid dfx:ria:6dbcd9fa-2ce2-6c89-cb54-7937d608f730

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Oct 4, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 3, 2018
First registration: Oct 4, 2021
Dual registered: yes, broker-dealer
Other names: VINCENT JOSEPH LAROSA|VINCE LAROSA|VINCE JOSEPH LAROSA|Vincent LAROSA|VINCE J LAROSA
IAPD individual key: 6908399

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Aug 21, 2025	n/a	yes	St Louis, MO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 25, 2025	Aug 15, 2025	no	Saint Peters, MO\|OVERLAND PARK, KS	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Nov 7, 2022	Jul 14, 2025	no	SYRACUSE, NY\|Syracuse, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 25, 2022	Nov 2, 2022	no	ST. LOUIS, MO	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Oct 4, 2021	Jun 28, 2022	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SCHWAB WEALTH ADVISORY, INC.	Aug 15, 2025	Aug 21, 2025	6	Firm change	Other
CADARET GRANT & CO INC	LPL FINANCIAL LLC	Jul 14, 2025	Jul 25, 2025	11	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	CADARET GRANT & CO INC	Nov 2, 2022	Nov 7, 2022	5	Firm change	Wirehouse to ibd
STIFEL, NICOLAUS & COMPANY, INCORPORATED	WELLS FARGO ADVISORS	Jun 28, 2022	Aug 25, 2022	58	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 25, 2025 to Aug 15, 2025factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Nov 7, 2022 to Jul 14, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 25, 2022 to Nov 2, 2022factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Oct 4, 2021 to Jun 28, 2022factForm ADV

Dated events

Occurred
Aug 15, 2025
Advisor changed firm
Vincent Larosa left Lpl Financial Llc for Schwab Wealth Advisory, Inc. (registered 2025-08-21)
Form ADVobserved 4 days ago
Occurred
Nov 2, 2022
Advisor changed firm
Vincent Larosa left Wells Fargo Advisors for Cadaret Grant & Co Inc (registered 2022-11-07)
Form ADVobserved 4 days ago
Occurred
Jun 28, 2022
Advisor changed firm
Vincent Larosa left Stifel, Nicolaus & Company, Incorporated for Wells Fargo Advisors (registered 2022-08-25)
Form ADVobserved 4 days ago