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CRD 106052
MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| F••• H••••• S••••• | Chartered Financial Analyst | MINNETONKA, MN | 12 | 34 | n/a | no |
| B••••••• D•••• J•••••• | Chartered Financial Analyst | MINNETONKA, MN | 12 | 29 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S••••• T•••••• C•••••• G•••• V•••• F•••• L•• | Hedge Fund | $126M | Mar 24, 2026 | 34 | Mar 14, 2012 | reported | 021-174354 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| J••••••• B•••••••• D•••• | DIRECTOR, SHAREHOLDER | B | yes | 01/2007 | Mar 14, 2012 | Aug 13, 2024 |
| R•••••• J••••• W•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2023 | Dec 7, 2023 | Aug 13, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $469M | $522M | -10.2% | $502M | -2.2% | 4 | 4 | 0 | 0 |
| no |
| M•••••• J••••• W••••• | Chartered Financial Analyst | MINNETONKA, MN | 11 | 15 | n/a | no |
| P•••• J•••• S•••••• | Chartered Financial Analyst | MINNETONKA, MN | 9 | 25 | n/a | no |
| J•••• W•••••• R••••• | n/a | MINNETONKA, MN | ST. LOUIS PARK, MN | 4 | 34 | 2 | yes |
| DIRECTOR, SHAREHOLDER |
| D |
| yes |
| 03/1992 |
| Mar 14, 2012 |
| Aug 13, 2024 |
| S••••••• P••••• J•••• | DIRECTOR, SHAREHOLDER | B | yes | 01/2019 | Jun 3, 2019 | Aug 13, 2024 |
| W•••••• M••••••• J••••• | DIRECTOR, SHAREHOLDER | B | yes | 01/2016 | Jun 24, 2016 | Aug 13, 2024 |
| Mar 24, 2026 |
| $469M |
| $469M |
| 4 |
| 4 |
| 0 |
| 1 |
| n/a |
| 2024 | Feb 5, 2025 | $522M | $522M | 4 | 4 | 0 | 1 | n/a |
| 2023 | Jan 23, 2024 | $504M | $504M | 4 | 4 | 0 | 1 | $120M |
| 2022 | Jan 31, 2023 | $502M | $502M | 4 | 4 | 0 | 1 | $116M |
| 2021 | Mar 17, 2022 | $501M | $501M | 4 | 4 | 0 | 1 | $117M |
| 2020 | Mar 15, 2021 | $421M | $421M | 4 | 4 | 0 | 1 | $94.0M |
| 2019 | Feb 28, 2020 | $380M | $380M | 4 | 4 | 0 | 1 | $96.0M |
| 2018 | Feb 11, 2019 | $346M | $346M | 4 | 4 | 0 | 1 | $78.0M |
| 2017 | Feb 21, 2018 | $482M | $482M | 5 | 5 | 0 | 1 | $100M |
| 2016 | Mar 15, 2017 | $479M | $479M | 4 | 4 | n/a | 1 | $102M |
| 2015 | Feb 17, 2016 | $418M | $418M | 4 | 4 | n/a | 1 | $87.8M |
| 2014 | Feb 6, 2015 | $447M | $447M | 4 | 4 | n/a | 1 | $86.0M |
| 2013 | Feb 28, 2014 | $408M | $408M | 3 | 3 | n/a | 1 | $76.0M |
| 2012 | Mar 5, 2013 | $343M | $343M | 3 | 3 | n/a | 1 | $55.0M |
| 2011 | Mar 14, 2012 | $340M | $340M | n/a | n/a | n/a | 1 | $50.0M |