DFX Intelligence

E••••• P•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)27 years in industry

E••••• P•••••• C•••••

Advisor at D••••••• I••••••••• A•••••••• I•••

GREAT FALLS, MT | SEATTLE, WA

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Search this name across graphsid dfx:ria:6dcc6b98-d0bb-8e94-4603-21c5d9e0c243

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 17, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• I••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• D••••••• • C••	Independent wealth	Feb 25, 2013	n/a	yes	GREAT FALLS, MT\|SEATTLE, WA	Current employment
D••••••• I••••••••• A•••••••• I•••	Independent wealth	Dec 12, 2006	n/a	yes	GREAT FALLS, MT\|SEATTLE, WA	Current employment

Relationships

Registered with (2)

→ D••• D••••••• • C••Registered adviserregistration: current employment
Feb 25, 2013 to presentfactForm ADV
→ D••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 12, 2006 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6dcc6b98-d0bb-8e94-4603-21c5d9e0c243
First observed: Aug 17, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.