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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Des Moines, IA | Clive, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 20, 2020 | n/a | yes | Des Moines, IA|Clive, IA | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 31, 2010 | May 29, 2020 | no | WINDSOR, CT|Windsor, CT|WINDSOR, CT|BRAINTREE, MA|BRAINTREE, MA|WINDSOR, CT|WEST DES MOINES, IA|TOLEDO, OH | Previous registration |
| DIRECTED SERVICES LLC | Former SEC adviser | Sep 3, 2009 | Sep 1, 2010 | no | DES MOINES, IA|DES MOINES, IA|WEST CHESTER, PA|DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 29, 2020 | May 20, 2020 | -9 | Firm change | Ibd to ibd |
| DIRECTED SERVICES LLC | VOYA FINANCIAL ADVISORS, INC. | Sep 1, 2010 | Aug 31, 2010 | -1 | Firm change | Other |