DFX Intelligence

C••••••••• W•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

C••••••••• W•••••• K•••••

Advisor at C••••••••• W••••• P•••••••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:6ddfe5ac-75a3-b21a-15f7-704d230da246

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• P•••••••	Independent wealth	Apr 5, 2013	n/a	yes	CHARLOTTE, NC	Current employment
A•••• D••••••••• L••	Independent wealth	Jan 3, 2018	Dec 31, 2021	no	Matthews, NC\|SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• D••••••••• L••	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure
R••••• B••• • C••• L••	C••••••••• W••••• P•••••••	Feb 8, 2013	Apr 5, 2013	56

Relationships

Registered with (3)

→ C••••••••• W••••• P•••••••Registered adviserregistration: current employment
Apr 5, 2013 to presentfactForm ADV
→ A•••• D••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2018 to Dec 31, 2021factForm ADV
→ R••••• B••• • C••• L••Registered adviserregistration: previous registration
Jun 30, 2008 to Feb 8, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ddfe5ac-75a3-b21a-15f7-704d230da246
First observed: Jun 30, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.