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T•••• L••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

T•••• L••• B••••

Advisor at D• A•••••••

SPRINGFIELD, MO

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Search this name across graphsid dfx:ria:6de1c5c7-f25d-822b-fd4d-e4ddbc8316c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 26, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D• A•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D• A•••••••	State registered	Jun 30, 2009	n/a	yes	SPRINGFIELD, MO	Current employment
W•••••• • R•••	Former SEC adviser	Oct 26, 1998	Jul 7, 2009	no	SPRINGFIELD, MO\|SPRINGFIELD, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	D• A•••••••	Jul 7, 2009	Jun 30, 2009	-7	Firm change	Other

Relationships

Registered with (2)

→ D• A•••••••Registered adviserregistration: current employment
Jun 30, 2009 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 26, 1998 to Jul 7, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6de1c5c7-f25d-822b-fd4d-e4ddbc8316c4
First observed: Oct 26, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.