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Advisor at COMMONWEALTH FINANCIAL NETWORK
Cary, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 2, 2026 | n/a | yes | Cary, NC | Current employment |
| PATHFINDER WEALTH CONSULTING | Former SEC adviser | Sep 26, 2025 | Apr 2, 2026 | no | Cary, NC | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 26, 2016 | Oct 6, 2025 | no | CARY, NC|Cary, NC|Cary, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PATHFINDER WEALTH CONSULTING | COMMONWEALTH FINANCIAL NETWORK | Apr 2, 2026 | Apr 2, 2026 | 0 | Firm change | RIA to ibd |
| COMMONWEALTH FINANCIAL NETWORK | PATHFINDER WEALTH CONSULTING | Oct 6, 2025 | Sep 26, 2025 | -10 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 336658:8032:NC:2026-04-02 | Apr 2, 2026 | Apr 2, 2026 | CARY, NC | Firm change |
| 8032:336658:NC:2025-10-06 | Oct 6, 2025 | Sep 26, 2025 | CARY, NC | Firm change |