DFX Intelligence

A•••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 1b 10b

A•••• C••••••

A•••• C•••••• LP, CRD 136167

NEW YORK, NY

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Data as of Feb 24, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 5
On other graphs: 1
Observed: Mar 30, 2012 to Feb 24, 2021
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••• C••••••

Private equity manager · Shared CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $1.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••• G••••• O••••••••• M••••• F••• L•••	Hedge Fund	$469M	Oct 5, 2018	19	Mar 30, 2012	dropped	021-146470
A•••• S••••••• E••••••• E••••• F•••	Other Private Fund	$416M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• C•••••• G• L••	GENERAL PARTNER	Na	yes	05/2005	Mar 30, 2012	Feb 24, 2021
A•••• C•••••• M••••••••• L•	LIMITED PARTNER	E	yes	08/2012	Sep 24, 2012	Feb 24, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• C•••••• A•••••• C•••	n/a	n/a	n/a	N	yes	n/a
A•••• C•••••• C••••• G• I•	n/a	n/a	n/a	N	yes	n/a
A•••• C•••••• E••••••••• S•• G• S•••••••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.5B	$1.6B	-7.3%	$1.6B	-2.4%	21	21	0	0

Relationships

Advises (19)

→ A•••• L•••• A•••••• L•• • S••••• T••••Private fundOther Private Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ S•• L•••••• H••••••• L••Private fundOther Private Fund, IA
Feb 26, 2013 to presentfactForm ADV
→ A•••• E••••••• L••• O••••••••• F•••Private fundHedge Fund, IA
Feb 12, 2017 to presentfactForm ADV
→ P••••••••• • A•••• E•••• E•••••

Dated events

Order

Occurred
22 Apr 2021
Ria registration change
••• Locked
Form ADV
Occurred
1 Feb 2021
Control person left
••• Locked
Form ADV
Occurred
8 Nov 2019
Control person joined2 events
A•••• C••••••: control person joined, 2 events, on 8 Nov 2019
- ••• Locked
- ••• Locked
Occurred
8 Nov 2019
Control person left
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Feb 24, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 19 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••••• I••••••••• X• L••	Other Private Fund	$19.8M	Feb 12, 2017	3	Feb 17, 2015	dropped	n/a
S•••••••• I••••••••• V• L••	Private Equity Fund	$8.3M	Jan 17, 2013	5	Mar 30, 2012	dropped	021-174084
A•••• L•••• A•••••• L•• • S••••• O••	Hedge Fund	$6.9M	Mar 27, 2013	2	Mar 30, 2012	dropped	021-151853
S•••••••• I••••••••• V•• L••	Private Equity Fund	$5.2M	Jan 17, 2013	16	Mar 30, 2012	dropped	021-154922
A•••• S••••• O••••••••• F•••	Other Private Fund	$4.7M	Oct 5, 2018	0	Feb 17, 2015	dropped	021-229463
S•• L•••••• H••••••• L••	Other Private Fund	$2.4M	Feb 24, 2021	8	Feb 26, 2013	reported	n/a
S•••••••• I••••••••• V••• L••	Private Equity Fund	$2.0M	Mar 27, 2013	8	Mar 30, 2012	dropped	021-174082
A•••• L•••• A•••••• L•• • S••••• T••	Private Equity Fund	$1.8M	Jan 17, 2013	10	Mar 30, 2012	dropped	021-154447
V••••••• E••••• L•	Other Private Fund	$0	Oct 5, 2018	0	Feb 25, 2016	dropped	021-240768