DFX Intelligence

B•••• R••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

B•••• R••• C••••

Advisor at J••• M••••• S••••••••• L••

Walnut Creek, CA

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Search this name across graphsid dfx:ria:6e10ec4c-fd25-6571-b029-39644270ebad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Nov 13, 2025	n/a	yes	Walnut Creek, CA	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Mar 7, 2022	Nov 19, 2025	no	SAN FRANCISCO, CA\|PALO ALTO, CA\|LOS ANGELES, CA\|SAN FRANCISCO, CA\|American Canyon, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	J••• M••••• S••••••••• L••	Nov 19, 2025	Nov 13, 2025	-6	Firm change	Ibd to wirehouse
W•••• F•••• A•••••••	C•••••••• G••••• M•••••• I•••	Feb 15, 2022	Mar 7, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
7059:79:CA:2025-11-18	Nov 19, 2025	Nov 13, 2025	AMERICAN CANYON, CA	Firm change

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Nov 13, 2025 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Mar 7, 2022 to Nov 19, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 27, 2019 to Feb 15, 2022factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

Occurred
Nov 19, 2025
Advisor changed firm
B•••• R••• C•••• left C•••••••• G••••• M•••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-11-13)
Form ADVobserved 7 days ago
Occurred
Feb 15, 2022
Advisor changed firm
B•••• R••• C•••• left W•••• F•••• A••••••• for C•••••••• G••••• M•••••• I••• (registered 2022-03-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e10ec4c-fd25-6571-b029-39644270ebad
First observed: Jun 23, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.