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CRD 143103
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G•••••• C••••••••• B•••• | MANAGER AND MEMBER | C | yes | 12/2010 | Dec 14, 2011 | Mar 31, 2017 |
| G•••••• M••••••• P••• | MANAGER AND MEMBER | C | yes | 12/2010 | Dec 14, 2011 | Mar 31, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| H••••••• S••••• A•••••••• L•• | n/a | Asset manager | $20B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $35.1M | $39.3M | -10.6% | $896M | -66.0% | 4 | 5 | n/a | n/a |
| Member |
| C |
| yes |
| 12/2010 |
| Dec 14, 2011 |
| Mar 31, 2017 |
| K••••••• J••••• H••• | MEMBER AND MANAGER | B | yes | 06/2005 | Dec 14, 2011 | Mar 31, 2017 |
| M•••••••• J••••• P•••••• | SENIOR VICE PRESIDENT - TRADING & OPERATIONS | Na | yes | 08/2005 | Dec 14, 2011 | Mar 31, 2017 |
| M••••••• C••••••••• N••••• | Manager | B | yes | 12/2010 | Dec 14, 2011 | Mar 31, 2017 |
| N•••••• T••••• R• | CHIEF COMPLIANCE OFFICER | Na | no | 03/2016 | Mar 30, 2016 | Mar 31, 2017 |
| N••••• R••• E••••• D••••••••• C••• L••• | SOLE OWNER | E | no | 03/2015 | Sep 23, 2015 | Mar 31, 2017 |
| N•••• I•••••••• A••••••• L•• | Member | B | no | 03/2015 | Sep 23, 2015 | Mar 31, 2017 |
| P••••• R•••••• A••• | Member | B | no | 06/2005 | Dec 14, 2011 | Mar 31, 2017 |
| $35.1M |
| $35.1M |
| 4 |
| 4 |
| n/a |
| 1 |
| $3.6M |
| 2015 | Mar 30, 2016 | $39.3M | $39.3M | 5 | 3 | n/a | 1 | $3.8M |
| 2014 | Mar 27, 2015 | $731M | $731M | 9 | 7 | n/a | 1 | $4.5M |
| 2013 | Mar 28, 2014 | $896M | $896M | 8 | 6 | n/a | 1 | $4.4M |
| 2012 | Mar 28, 2013 | $861M | $861M | 8 | 6 | n/a | 1 | $8.6M |
| 2011 | Mar 29, 2012 | $467M | $467M | n/a | n/a | n/a | 1 | $7.1M |