DFX Intelligence

M•••••• L••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• L••••• C••••••••

Advisor at M• H••••••• S••••••••• I•••

PORTLAND, OR

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Search this name across graphsid dfx:ria:6e15fa05-9401-5fe2-f18e-b08137026d9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M• H••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Jan 1, 2026	n/a	yes	PORTLAND, OR	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 21, 2012	Jun 8, 2016	no	CARMICHAEL, CA\|SAN DIEGO, CA\|FAIR OAKS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M• H••••••• S••••••••• I•••	Jun 8, 2016	Jan 1, 2026	3,494	Firm change after gap	Other
W•••• F•••• A•••••••	L•• F•••••••• L••	Feb 21, 2012	Feb 21, 2012

Relationships

Registered with (3)

→ M• H••••••• S••••••••• I•••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 21, 2012 to Jun 8, 2016factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 21, 2010 to Feb 21, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e15fa05-9401-5fe2-f18e-b08137026d9f
First observed: Apr 21, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.