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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

LISA MARIE HAUSHALTER

Advisor at LPL FINANCIAL LLC

GREENFIELD, WI | WEST ALLIS, WI | MILWAUKEE, WI | BROOKFIELD, WI | COLGATE, WI

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Search this name across graphsid dfx:ria:6e1c089b-7a81-5e88-1bee-b3cce932403e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 28, 2000
First registration: Jan 5, 2007
Dual registered: yes, broker-dealer
Other names: LISA MARIE ROPIAK|LISA MARIE HAUSHALTER|LISA MARIE ROPIAK
IAPD individual key: 4249855

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 11, 2011	n/a	yes	GREENFIELD, WI\|WEST ALLIS, WI\|BROOKFIELD, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|COLGATE, WI\|MILWAUKEE, WI	Current employment
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Sep 30, 2010	Oct 11, 2011	no	BROOKFIELD, WI\|NEW BERLIN, WI\|FRANKLIN, WI\|GREENFIELD, WI\|SUSSEX, WI\|GLENDALE, WI\|BROOKFIELD, WI\|FRANKLIN, WI\|GLENDALE, WI\|GREENFIELD, WI\|NEW BERLIN, WI\|SUSSEX, WI\|WEST ALLIS, WI\|BROOKFIELD, WI\|MENOMONEE FALLS, WI	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 5, 2007	Sep 17, 2010	no	Milwaukee, WI\|MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Oct 11, 2011	Oct 11, 2011	0	Bulk transfer	Other
MSI FINANCIAL SERVICES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Sep 17, 2010	Sep 30, 2010	13	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 11, 2011 to presentfactForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Sep 30, 2010 to Oct 11, 2011factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2007 to Sep 17, 2010factForm ADV

Dated events

No dated event names this entity yet.