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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

STRATEGIC ASSET MANAGEMENT LTD.

CRD 152171

LA PAZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e1e3c61-29fa-c67e-0c05-10ccd56df524

Data as of Mar 25, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2012 to Mar 25, 2021
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $16.0MItem 5.F on the latest filing (2021-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $16.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-70903
CRD: 152171
Filings on the tape: 18
First filed: Mar 27, 2012
Latest filed: Mar 25, 2021
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GEZU S.A.	Owner	E	yes	02/2016	Mar 27, 2012	Mar 25, 2021
VALDES, ALBERTO, ALFREDO	Owner	C	yes	02/2016	Mar 27, 2012	Mar 25, 2021
Zuava	Owner	D	yes	02/2016	Feb 23, 2016	Mar 25, 2021
ZUAZO, DARKO, IVAN	Director	Na	yes	08/2009	Mar 27, 2012	Mar 25, 2021
BUBECK, KYLE, ROGER	CHIEF COMPLIANCE OFFICER	Na	no	01/2015	Mar 26, 2015	Mar 25, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BANCO MERCANTIL SANTA CRUZ S.A.	n/a	n/a	n/a	N	yes	n/a
MERCANTIL SANTA CRUZ AGENCIA DE BOLSA S.A.	n/a	n/a	n/a	N	no	n/a
SOCIEDAD ADMINISTRADORA DE FONDOS DE INVERSION MERCANTIL SANTA CRUZ S.A.	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 25, 2021	$16.0M	$16.0M	1	1	0	n/a	n/a
2019	Mar 30, 2020	$11.6M	$11.6M	1	1	0	n/a	n/a
2018	Mar 31, 2019	$11.3M	$11.3M	1	1	1	n/a	n/a
2017	Mar 27, 2018	$12.1M	$12.1M	1	1	1	n/a	n/a
2016	Mar 29, 2017	$7.1M	$7.1M	1	1	n/a	n/a	n/a
2015	Mar 24, 2016	$10.4M	$10.4M	1	1	n/a	n/a	n/a
2014	Mar 26, 2015	$26.0M	$26.0M	1	1	n/a	n/a	n/a
2013	Mar 27, 2014	$29.2M	$29.2M	2	2	n/a	n/a	n/a
2012	Mar 14, 2013	$29.7M	$29.7M	2	2	n/a	n/a	n/a
2011	Mar 27, 2012	$23.8M	$23.8M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$16.0M	$11.6M	37.9%	$12.1M	9.8%	1	1	0	0

Relationships

Owns (1)

← BUBECK, KYLE, ROGEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2015 to presentfactForm ADV

Controls (4)

← VALDES, ALBERTO, ALFREDOOwnerOWNER, ownership code C, individual
Mar 27, 2012 to presentfactForm ADV
← ZUAZO, DARKO, IVANOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← GEZU S.A.OwnerOWNER, ownership code E, foreign entity
Mar 27, 2012 to presentfactForm ADV
← ZUAVAOwnerOWNER, ownership code D, foreign entity
Feb 23, 2016 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e1e3c61-29fa-c67e-0c05-10ccd56df524
First observed: Mar 27, 2012
Last observed: Mar 25, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATEGIC ASSET MANAGEMENT LTD.

CRD 152171

LA PAZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e1e3c61-29fa-c67e-0c05-10ccd56df524

Data as of Mar 25, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:29 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GEZU S.A.

Owner

yes

02/2016

Mar 27, 2012

Mar 25, 2021

VALDES, ALBERTO, ALFREDO

Owner

yes

02/2016

Mar 27, 2012

Mar 25, 2021

Zuava

Owner

yes

02/2016

Feb 23, 2016

Mar 25, 2021

ZUAZO, DARKO, IVAN

Director

yes

08/2009

Mar 27, 2012

Mar 25, 2021

BUBECK, KYLE, ROGER

CHIEF COMPLIANCE OFFICER

01/2015

Mar 26, 2015

Mar 25, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BANCO MERCANTIL SANTA CRUZ S.A.

n/a

yes

n/a

MERCANTIL SANTA CRUZ AGENCIA DE BOLSA S.A.

n/a

SOCIEDAD ADMINISTRADORA DE FONDOS DE INVERSION MERCANTIL SANTA CRUZ S.A.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 25, 2021

$16.0M

n/a

2019

Mar 30, 2020

$11.6M

n/a

2018

Mar 31, 2019

$11.3M

n/a

2017

Mar 27, 2018

$12.1M

n/a

2016

Mar 29, 2017

$7.1M

n/a

2015

Mar 24, 2016

$10.4M

n/a

2014

Mar 26, 2015

$26.0M

n/a

2013

Mar 27, 2014

$29.2M

n/a

2012

Mar 14, 2013

$29.7M

n/a

2011

Mar 27, 2012

$23.8M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$16.0M

$11.6M

37.9%

$12.1M

9.8%