DFX Intelligence

P••• C••••••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

P••• C••••••••• O••••••

Advisor at S••••••••• W••••• P•••••••• I•••

S•••••••••, AZ

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Search this name across graphsid dfx:ria:6e22833f-fad7-edfe-724e-57e959f805cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• P•••••••• I•••	Independent wealth	Jan 21, 2014	n/a	yes	S•••••••••, AZ	Current employment
E••••• F••••••••• L••	Independent wealth	Jun 2, 2008	Feb 10, 2014	no	S•••••••••, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• F••••••••• L••	S••••••••• W••••• P•••••••• I•••	Feb 10, 2014	Jan 21, 2014	-20	Firm change	Other
W••••••••• A••••••	E••••• F••••••••• L••	Mar 3, 2008	Jun 2, 2008

Relationships

Registered with (4)

→ S••••••••• W••••• P•••••••• I•••Registered adviserregistration: current employment
Jan 21, 2014 to presentfactForm ADV
→ E••••• F••••••••• L••Registered adviserregistration: previous registration
Jun 2, 2008 to Feb 10, 2014factForm ADV
→ W••••••••• A••••••Registered adviserregistration: previous registration
Dec 19, 2006 to Mar 3, 2008factForm ADV
→ W••••• T•••• • A•••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e22833f-fad7-edfe-724e-57e959f805cb
First observed: Apr 4, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.