DFX Intelligence

C••• I••••••••• M••••••••• I••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

C••• I••••••••• M••••••••• I••••••••• I•••

CRD 158495

TORONTO, ONTARIO

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Search this name across graphsid dfx:ria:6e33832a-bc46-7ca0-f851-b4f4d79c4b3c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 11
On other graphs: 1
Observed: Mar 26, 2012 to Mar 31, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••• I••••••••• M••••••••• I••••••••• I•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.54 institutional_share=0.35 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $12B••• Locked
Discretionary RAUM: $12B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 71

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• G••••• I••••••••• F••• H••••••• I• L•	Private Equity Fund	$3.3B	Jun 24, 2024	45	Mar 29, 2018	reported	021-1840712

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••• C•••••• H•••••••• I•••	Shareholder	E	yes	08/2017	Mar 29, 2018	Jun 24, 2024
C••• C••••• L••••• 1• U••	Shareholder	E	yes	12/2023	Mar 29, 2024	Jun 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••• I••••••••• M••••••••• I••••••• L••••••	n/a	Institutional manager	$50B	N	yes	n/a
C••• I••••••••• M••••••••• L••	n/a	Asset manager	$23B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	12	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$12B	$10.0B	15.4%	$6.8B	19.4%	71	71	2	2

Relationships

Affiliated with (8)

← C••• I••••••••• M•••••••••Registered adviserother investment adviser, common control
factForm ADV
→ C••• I••••••••• M••••••••• L••••• R••• A••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ C••• I••••••••• M•••••••••Registered adviserother investment adviser, common control
factForm ADV
→ C••• I••••••••• M••••••••• L••Registered adviser

Dated events

Occurred
Mar 29, 2024
Ria raum c•••ge
••• Locked
Form ADVobserved 8 days ago
$1.8B
Occurred
Aug 22, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 3, 2023
Ria raum c•••ge
••• Locked
Form ADVobserved 8 days ago
$2.1B
Occurred
Mar 31, 2022
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e33832a-bc46-7ca0-f851-b4f4d79c4b3c
First observed: Mar 26, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.