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CRD 281826
FORT LEE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRAVERMAN, STEVEN, BARRY | MANAGING MEMBER OF PF HOLDINGS, LLC | D | yes | 02/2010 | Nov 5, 2015 | Nov 5, 2015 |
| PATHSTONE HOLDINGS, LLC | MANAGING MEMBER | E | yes | 10/2015 | Nov 5, 2015 | Nov 5, 2015 |
| PF HOLDINGS, LLC | MANAGING MEMBER | C | yes | 02/2010 | Nov 5, 2015 | Nov 5, 2015 |
| ZACHARIAH, ALLAN, JAY | MANAGING MEMBER OF PF HOLDINGS, LLC | D | yes | 02/2010 | Nov 5, 2015 | Nov 5, 2015 |
| SHER, MATTHEW, DOUGLAS | CHIEF COMPLIANCE OFFICER | Na | no | 10/2015 | Nov 5, 2015 | Nov 5, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PATHSTONE FAMILY OFFICE, LLC | n/a | Independent wealth | $110B | N | yes | n/a |