C••• G•••••

Advisor at V••• F•••••••• A•••••••• I•••

TACOMA, WA | San Jose, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e3895d4-bf77-efd1-273a-31daaf38d015

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 22, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jan 22, 2024	n/a	yes	San Jose, CA\|TACOMA, WA	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Feb 14, 2022	Apr 12, 2022	no	GREENWOOD VILLAGE, CO\|San Jose, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	V••• F•••••••• A•••••••• I•••	Apr 12, 2022	Jan 22, 2024	650	Firm change after gap	Ibd to ibd
D••• I•••••••••	E•••••• A••••••• G••••• L••	May 18, 2021	Feb 14, 2022

Relationships

Registered with (3)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 22, 2024 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Feb 14, 2022 to Apr 12, 2022factForm ADV
→ D••• I•••••••••Registered adviserregistration: previous registration
May 22, 2019 to May 18, 2021factForm ADV

Dated events

Occurred
Apr 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e3895d4-bf77-efd1-273a-31daaf38d015
First observed: May 22, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.