DFX Intelligence

C••••••••• P••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

C••••••••• P••• C•••••

Advisor at I••••••••• F•••••••• G••••• L••

KANSAS CITY, MO

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Search this name across graphsid dfx:ria:6e3a6617-8d69-d929-d632-4db56aa50b2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 16, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Aug 20, 2021	n/a	yes	KANSAS CITY, MO	Current employment
E••••• J••••	National bd RIA	Oct 6, 2016	Aug 23, 2021	no	PRAIRIE VILLAGE, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	I••••••••• F•••••••• G••••• L••	Aug 23, 2021	Aug 20, 2021	-3	Firm change	Ibd to ibd
U•• F•••••••• S••••••• I•••	W••••••• F•••••••• S•••••••• I•••	Oct 10, 2016	Jan 14, 2015

Relationships

Registered with (4)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Aug 20, 2021 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 6, 2016 to Aug 23, 2021factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 17, 2005 to Oct 10, 2016factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e3a6617-8d69-d929-d632-4db56aa50b2a
First observed: Jun 17, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.