DFX Intelligence

K•••••• C•••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

K•••••• C•••••• G••••

Advisor at N•• E••• W•••••

Houston, TX | STAMFORD, CT

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Search this name across graphsid dfx:ria:6e3cfebf-73d8-b577-3123-fb1239e7b5ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• E••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• E••• W•••••	Bd affiliated wealth	Aug 17, 2026	n/a	yes	STAMFORD, CT\|Houston, TX	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jul 22, 2025	Aug 17, 2025	no	WESTLAKE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	N•• E••• W•••••	Aug 17, 2025	Aug 17, 2026	365	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ N•• E••• W•••••Registered adviserregistration: current employment
Aug 17, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 22, 2025 to Aug 17, 2025factForm ADV

Dated events

Occurred
Aug 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e3cfebf-73d8-b577-3123-fb1239e7b5ac
First observed: Jul 22, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.