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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 24, 2025 | n/a | yes | Cincinnati, OH | Current employment |
| DEMPSEY LORD SMITH, LLC | Former SEC adviser | Jan 6, 2026 | Apr 30, 2026 | no | ROME, GA|ROME, GA | Previous registration |
| DEMPSEY LORD SMITH, LLC | Former SEC adviser | Apr 11, 2022 | Dec 31, 2025 | no | ROME, GA|ROME, GA|ROME, GA|CINCINNATI, OH | Previous registration |
| PREMIUM 72 CAPITAL | Independent wealth | Jan 8, 2021 | Dec 9, 2022 | no | HOUSTON, TX|Cincinnati, OH | Previous registration |
| SANDLAPPER WEALTH MANAGEMENT, LLC | Former SEC adviser | Aug 5, 2019 | Dec 31, 2020 | no | Cincinnati, OH|GREENVILLE, SC | Previous registration |
| EDWARD JONES | National bd RIA | Feb 3, 2014 | Aug 7, 2019 | no | COVINGTON, KY|CRESCENT SPRINGS, KY|ST LOUIS, MO|PARK HILLS, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DEMPSEY LORD SMITH, LLC | n/a | Apr 30, 2026 | n/a | n/a | Departure no registered destination | Departure |
| DEMPSEY LORD SMITH, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 31, 2025 | Nov 24, 2025 | -37 | Bulk transfer | RIA to ibd |
| PREMIUM 72 CAPITAL | DEMPSEY LORD SMITH, LLC | Dec 9, 2022 | Apr 11, 2022 | -242 | Firm change after gap | RIA to RIA |
| SANDLAPPER WEALTH MANAGEMENT, LLC | PREMIUM 72 CAPITAL | Dec 31, 2020 | Jan 8, 2021 | 8 | Firm change | RIA to RIA |
| EDWARD JONES | SANDLAPPER WEALTH MANAGEMENT, LLC | Aug 7, 2019 | Aug 5, 2019 | -2 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 284519:141238:OH:2022-12-09 | Dec 9, 2022 | Apr 11, 2022 | CINCINNATI, OH | Firm change after gap |
| 41534:284519:SC:2020-12-31 | Dec 31, 2020 | Jan 8, 2021 | GREENVILLE, SC | Firm change |