DFX Intelligence

J••• C••••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)15 years in industry

J••• C••••••• W•••

Advisor at K••••• A••••••• S•••••••• L••

Clayton, MO | AUSTIN, TX

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Search this name across graphsid dfx:ria:6e4bb43c-66cf-fc6a-ea7e-28e26164b990

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 31, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 11, 2026	n/a	yes	Clayton, MO\|AUSTIN, TX	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Dec 2, 2019	Aug 11, 2026	no	WALTHAM, MA\|Clayton, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	K••••• A••••••• S•••••••• L••	Aug 11, 2026	Aug 11, 2026	0	Firm change	Ibd to ibd
B• R•••• W••••• M•••••••••	C••••••••• F•••••••• N••••••	Dec 13, 2019	Dec 2, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:283330:MO:2026-08-11	Aug 11, 2026	Aug 11, 2026	CLAYTON, MO	Firm change
2543:8032:MO:2019-12-13	Dec 13, 2019	Dec 2, 2019	ST LOUIS, MO	Firm change

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Dec 2, 2019 to Aug 11, 2026factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 11, 2016 to Dec 13, 2019factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e4bb43c-66cf-fc6a-ea7e-28e26164b990
First observed: Mar 11, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.