DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant10 years in industry

JOHN NEELEY

Advisor at DESTINATION WEALTH MANAGEMENT

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e564255-4aae-1fcc-c159-54f74cb43a96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jan 7, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DESTINATION WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Dec 7, 2020
First registration: Jan 7, 2021
Dual registered: no
Other names: JACK FRANCIS NEELEY|JOHN FRANCIS NEELEY
IAPD individual key: 5932682

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DESTINATION WEALTH MANAGEMENT	Independent wealth	Apr 7, 2026	n/a	yes	WALNUT CREEK, CA	Current employment
NATIONWIDE SECURITIES, LLC	No RAUM reported	Sep 8, 2023	Apr 13, 2026	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|Sacramento, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 25, 2023	Aug 17, 2023	no	CAMERON PARK, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 12, 2021	Jul 17, 2023	no	Folsom, CA\|Cameron Park, CA	Previous registration
LANE FLORENCE, LLC	State registered	Jan 7, 2021	Jun 20, 2023	no	CAMERON PARK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONWIDE SECURITIES, LLC	DESTINATION WEALTH MANAGEMENT	Apr 13, 2026	Apr 7, 2026	-6	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	NATIONWIDE SECURITIES, LLC	Aug 17, 2023	Sep 8, 2023	22	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	SECURITIES AMERICA ADVISORS, INC.	Jul 17, 2023	Jul 25, 2023	8	Firm change	Ibd to ibd
LANE FLORENCE, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 20, 2023	Jan 12, 2021	-889	Firm change after gap	Other

Relationships

Registered with (5)

→ DESTINATION WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 7, 2026 to presentfactForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 8, 2023 to Apr 13, 2026factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 25, 2023 to Aug 17, 2023factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 12, 2021 to Jul 17, 2023factForm ADV
→ LANE FLORENCE, LLCRegistered adviserregistration: previous registration
Jan 7, 2021 to Jun 20, 2023factForm ADV

Dated events

Occurred
Apr 13, 2026
Advisor changed firm
John Neeley left Nationwide Securities, Llc for Destination Wealth Management (registered 2026-04-07)
Form ADVobserved 4 days ago
Occurred
Aug 17, 2023
Advisor changed firm
John Neeley left Securities America Advisors, Inc. for Nationwide Securities, Llc (registered 2023-09-08)
Form ADVobserved 4 days ago
Occurred
Jul 17, 2023
Advisor changed firm
John Neeley left Cambridge Investment Research Advisors, Inc. for Securities America Advisors, Inc. (registered 2023-07-25)
Form ADVobserved 4 days ago
Occurred
Jun 20, 2023
Advisor changed firm
John Neeley left Lane Florence, Llc for Cambridge Investment Research Advisors, Inc. (registered 2021-01-12)
Form ADVobserved 4 days ago