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Advisor at LPL FINANCIAL LLC
DELRAY BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 10, 2022 | n/a | yes | DELRAY BEACH, FL | Current employment |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Apr 12, 2004 | May 4, 2022 | no | WILMINGTON, DE|WILMINGTON, DE | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Sep 5, 2000 | Apr 14, 2004 | no | LANDENBERG, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | LPL FINANCIAL LLC | May 4, 2022 | May 10, 2022 | 6 | Firm change | Ibd to RIA |
| NEW ENGLAND SECURITIES CORPORATION | HORNOR, TOWNSEND & KENT, LLC | Apr 14, 2004 | Apr 12, 2004 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 4031:6413:DE:2022-05-04 | May 4, 2022 | May 10, 2022 | WILMINGTON, DE | Firm change |