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K•••• J••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

K•••• J••• M•••••••••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | St. Paul, MN | St. Louis Park, MN

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Search this name across graphsid dfx:ria:6e64c6ff-fef6-dea3-7794-6bca2822c1ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Feb 22, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Apr 1, 2026	n/a	yes	St. Louis Park, MN\|CHICAGO, IL\|St. Paul, MN	Current employment
J•••••• S•••••••• W••••• L••	Former SEC adviser	Mar 18, 2024	Apr 8, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••• S•••••••• W••••• L••	H•••••••• A•••••••• L••	Apr 8, 2026	Apr 1, 2026	-7	Firm change	RIA to ibd
C••• L••	C••••• I••••••••• A••••••• L••	Mar 20, 2024

Relationships

Registered with (5)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ J•••••• S•••••••• W••••• L••Registered adviserregistration: previous registration
Mar 18, 2024 to Apr 8, 2026factForm ADV
→ C••• L••Registered adviserregistration: previous registration
Jun 1, 2017 to Mar 20, 2024factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
Apr 8, 2026
A•••••• firm change
K•••• J••• M••••••••• left J•••••• S•••••••• W••••• L•• for H•••••••• A•••••••• L•• (registered 2026-04-01)
Form ADVobserved 7 days ago
Occurred
Mar 20, 2024
A•••••• firm change
K•••• J••• M••••••••• left C••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)
Form ADVobserved 7 days ago
Occurred
Mar 19, 2024
A•••••• firm change
K•••• J••• M••••••••• left C••••• I••••••••• A••••••• L•• for J•••••• S•••••••• W••••• L•• (registered 2024-03-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e64c6ff-fef6-dea3-7794-6bca2822c1ee
First observed: Feb 22, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.