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S•••• H••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)31 years in industry

S•••• H••••• S••••••••

Advisor at B••••••• F•••••••• G••••• I•••

ROCKVILLE CENTRE, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F•••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 6, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F•••••••• G••••• I•••	Independent wealth	Jul 17, 2022	n/a	yes	ROCKVILLE CENTRE, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 16, 2005	Jul 11, 2018	no	BROOKLYN, NY\|BROOKLYN, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	B••••••• F•••••••• G••••• I•••	Jul 11, 2018	Jul 17, 2022	1,467	Firm change after gap	RIA to RIA
C••••••• I••••••••• S•••••••	L•• F•••••••• L••	Dec 1, 2005	Nov 16, 2005

Relationships

Registered with (3)

→ B••••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Jul 17, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 16, 2005 to Jul 11, 2018factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
Dec 6, 2004 to Dec 1, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 6, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.