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Reading the graph
Advisor at STRATOS WEALTH PARTNERS, LTD
Metairie, LA | NEW BRAUNFELS, TX | Baton Rouge, LA | METAIRIE, LA | RIVER RIDGE, LA | Hammond, LA | BATON ROUGE, LA | NEW ORLEANS, LA | GRETNA, LA | Covington, LA | Mandeville, LA | Slidell, LA | KENNER, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Sep 9, 2015 | n/a | yes | METAIRIE, LA|NEW BRAUNFELS, TX|Baton Rouge, LA|Slidell, LA|Covington, LA|Hammond, LA|Metairie, LA|Mandeville, LA|NEW ORLEANS, LA|RIVER RIDGE, LA|GRETNA, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|METAIRIE, LA|NEW ORLEANS, LA|NEW ORLEANS, LA|BATON ROUGE, LA|KENNER, LA|NEW ORLEANS, LA | Current employment |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Jan 28, 2015 | Sep 15, 2015 | no | SEATTLE, WA | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Apr 22, 2009 | Jan 28, 2015 | no | MELVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ONE ADVISORS, LLC | STRATOS WEALTH PARTNERS, LTD | Sep 15, 2015 | Sep 9, 2015 | -6 | Firm change | Other |
| CAPITAL ONE FINANCIAL ADVISORS LLC | CAPITAL ONE ADVISORS, LLC | Jan 28, 2015 | Jan 28, 2015 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136865:153184:WA:2015-09-15 | Sep 15, 2015 | Sep 9, 2015 | SEATTLE, WA | Firm change |