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G••••• G•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

G••••• G•••••• H••••

Advisor at M•• A•••• M••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e6bc435-4978-3e3b-3152-932c13134e5c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 17, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A•••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••• M••••••••• L••	Mixed wealth	Apr 3, 2023	n/a	yes	Greensboro, NC\|CONSHOHOCKEN, PA	Current employment
M•• S••••••••• L••	No RAUM reported	Apr 3, 2023	n/a	yes	Greensboro, NC\|Greensboro, NC\|Boston, MA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•• A•••• M••••••••• L••	Apr 3, 2023	Apr 3, 2023	0	Firm change	Ibd to RIA
P•••••••• S••••••••• I•••	L•• F•••••••• L••	May 16, 2005	May 13, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:44254:NC:2023-04-03	Apr 3, 2023	Apr 3, 2023	GREENSBORO, NC	Firm change

Relationships

Registered with (4)

→ M•• A•••• M••••••••• L••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ M•• S••••••••• L••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 13, 2005 to Apr 3, 2023factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Apr 3, 2023
Advisor changed firm
G••••• G•••••• H•••• left L•• F•••••••• L•• for M•• S••••••••• L•• (registered 2023-04-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e6bc435-4978-3e3b-3152-932c13134e5c
First observed: Feb 17, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.