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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

PIVOTALPATH (AMERICAS) LLC

CRD 169429

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e6f3328-e137-432b-d76d-4bb2725fe754

Data as of Jan 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 17, 2013 to Jan 25, 2024
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 10
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-78720
CRD: 169429
Filings on the tape: 19
First filed: Oct 17, 2013
Latest filed: Jan 25, 2024
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAPLIS, JONATHAN, MARC	PRESIDENT/CHIEF EXECUTIVE OFFICER	Na	yes	10/2018	Mar 30, 2016	Jan 25, 2024
PIVOTALPATH, INC.	Owner	E	yes	09/2013	Oct 17, 2013	Jan 25, 2024
SCHNEIDER, STEVEN, A	COO/CCO	Na	no	07/2020	Jul 17, 2020	Jan 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Jan 25, 2024	n/a	n/a	10	4	0	n/a	n/a
2022	Jan 31, 2023	n/a	n/a	10	4	0	n/a	n/a
2021	Jan 25, 2022	n/a	n/a	10	4	0	n/a	n/a
2020	Jan 10, 2021	n/a	n/a	10	4	0	n/a	n/a
2019	Feb 20, 2020	n/a	n/a	10	4	1	n/a	n/a
2018	Mar 22, 2019	n/a	n/a	12	9	1	n/a	n/a
2017	Mar 29, 2018	n/a	n/a	12	8	1	n/a	n/a
2016	Mar 30, 2017	n/a	n/a	15	12	n/a	n/a	n/a
2015	Mar 30, 2016	n/a	n/a	13	11	n/a	n/a	n/a
2014	Mar 30, 2015	$680M	$0	13	11	n/a	n/a	n/a
2013	Mar 31, 2014	$480M	$0	11	10	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	n/a	n/a	n/a	n/a	n/a	10	10	0	0

Relationships

Owns (1)

← SCHNEIDER, STEVEN, AOwnerCOO/CCO, ownership code NA, individual
Jul 17, 2020 to presentfactForm ADV

Controls (2)

← CAPLIS, JONATHAN, MARCOwnerPRESIDENT/CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← PIVOTALPATH, INC.OwnerOWNER, ownership code E, domestic entity
Oct 17, 2013 to presentfactForm ADV

Dated events

Occurred
Oct 17, 2013
Succession filed (Item 4)
Gallatin Advisers Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Oct 17, 2013
First Form ADV filing
Gallatin Advisers Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e6f3328-e137-432b-d76d-4bb2725fe754
First observed: Oct 17, 2013
Last observed: Jan 25, 2024 32 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PIVOTALPATH (AMERICAS) LLC

CRD 169429

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e6f3328-e137-432b-d76d-4bb2725fe754

Data as of Jan 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAPLIS, JONATHAN, MARC

PRESIDENT/CHIEF EXECUTIVE OFFICER

yes

10/2018

Mar 30, 2016

Jan 25, 2024

PIVOTALPATH, INC.

Owner

yes

09/2013

Oct 17, 2013

Jan 25, 2024

SCHNEIDER, STEVEN, A

COO/CCO

07/2020

Jul 17, 2020

Jan 25, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Jan 25, 2024

n/a

2022

Jan 31, 2023

n/a

2021

Jan 25, 2022

n/a

2020

Jan 10, 2021

n/a

2019

Feb 20, 2020

n/a

2018

Mar 22, 2019

n/a

2017

Mar 29, 2018

n/a

2016

Mar 30, 2017

n/a

2015

Mar 30, 2016

n/a

2014

Mar 30, 2015

$680M

n/a

2013

Mar 31, 2014

$480M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a