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Advisor at LPL FINANCIAL LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 28, 2024 | n/a | yes | HOUSTON, TX | Current employment |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Aug 17, 2004 | Oct 25, 2024 | no | TOMBALL, TX|MONTGOMERY, TX|HUMBLE, TX|Cypress, TX | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 8, 1991 | Aug 23, 2004 | no | HUMBLE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | LPL FINANCIAL LLC | Oct 25, 2024 | Oct 28, 2024 | 3 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | CENTAURUS FINANCIAL, INC. | Aug 23, 2004 | Aug 17, 2004 | -6 | Firm change | Other |