DFX Intelligence

L•••• A•• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

L•••• A•• B••••••

Advisor at W••••• M••••••••• P•••••••• L••

TUCSON, AZ

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Search this name across graphsid dfx:ria:6e853461-f93b-12f2-7a94-2c582a203c5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• M••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• M••••••••• P•••••••• L••	Independent wealth	Aug 26, 2021	n/a	yes	TUCSON, AZ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 2, 2018	Aug 19, 2021	no	TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W••••• M••••••••• P•••••••• L••	Aug 19, 2021	Aug 26, 2021	7	Firm change	Ibd to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	L•• F•••••••• L••	Jan 18, 2018	Feb 2, 2018

Relationships

Registered with (3)

→ W••••• M••••••••• P•••••••• L••Registered adviserregistration: current employment
Aug 26, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 2, 2018 to Aug 19, 2021factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 15, 2017 to Jan 18, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e853461-f93b-12f2-7a94-2c582a203c5e
First observed: Feb 15, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.