DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••••• W••••• A•••••••• L••
CHICAGO, IL | HARTLAND, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••• W••••• A•••••••• L•• | Independent wealth | Mar 1, 2024 | n/a | yes | HARTLAND, WI|CHICAGO, IL | Current employment |
| A••••••• O• C••• | State registered | Aug 11, 2022 | Feb 29, 2024 | no | LAGUNA HILLS, CA|Hartland, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• O• C••• | F••••••• W••••• A•••••••• L•• | Feb 29, 2024 | Mar 1, 2024 | 1 | Firm change | Other |
| C••••••• A••••••• N••••••• L•• | A••••••• O• C••• | Dec 31, 2023 | Aug 11, 2022 |
| C••••••• A••••••• N••••••• L•• | Independent wealth | Jan 27, 2020 | Dec 31, 2023 | no | HARTLAND, WI | Previous registration |
| K•••••••• C•••••• I••••••••• A••••••• L•• | Independent wealth | Nov 5, 2018 | Feb 5, 2020 | no | Hartland, WI|WILMETTE, IL | Previous registration |
| T••• A•••• M••••••••• L•• | State registered | May 4, 2015 | Nov 23, 2018 | no | HARTLAND, WI|OAK BROOK, IL | Previous registration |
| Firm change after gap |
| RIA to state RIA |
| K•••••••• C•••••• I••••••••• A••••••• L•• | C••••••• A••••••• N••••••• L•• | Feb 5, 2020 | Jan 27, 2020 | -9 | Firm change | RIA to RIA |
| T••• A•••• M••••••••• L•• | K•••••••• C•••••• I••••••••• A••••••• L•• | Nov 23, 2018 | Nov 5, 2018 | -18 | Firm change | Other |