DFX Intelligence

D•••••• C•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

D•••••• C•••••• M•••••

Advisor at V•••••• C•••• W••••• M•••••••••

V••••••, CA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• C•••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 29, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• C•••• W••••• M•••••••••	State registered	Jul 26, 2010	n/a	yes	V••••••, CA	Current employment
P••••••••• A••••••• S••••••• L••	Former SEC adviser	Feb 19, 2010	Jun 15, 2010	no	V••••••, CA\|SANTA BARBARA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• A••••••• S••••••• L••	V•••••• C•••• W••••• M•••••••••	Jun 15, 2010	Jul 26, 2010	41	Firm change	Other
E••••• J••••	P••••••••• A••••••• S••••••• L••	Feb 23, 2010	Feb 19, 2010

Relationships

Registered with (3)

→ V•••••• C•••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 26, 2010 to presentfactForm ADV
→ P••••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
Feb 19, 2010 to Jun 15, 2010factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 2, 2006 to Feb 23, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 2, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.