DFX Intelligence

A•••• P••••••• I••••••••• A•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

A•••• P••••••• I••••••••• A•

CRD 291759

FREIENBACH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e8fb455-8b26-2005-c049-f567beb553d0

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 28
On other graphs: 0
Observed: Feb 15, 2018 to Apr 21, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.0B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $2.0Bderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 57

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• A••••••• J•••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Apr 21, 2026	Apr 21, 2026
G•••••• N••••••• J•••	CHIEF FINANCIAL OFFICER	Na	yes	07/2020	Apr 21, 2026	Apr 21, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• P••••••• A•	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Zurich	n/a	Switzerland	4	no
Geneva	n/a	Switzerland	2	no
Lugano	n/a	Switzerland	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$1.4B	45.8%	$761M	38.7%	57	48	3	3

Relationships

Controls (5)

← G•••••• N••••••• J•••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 21, 2026 to presentfactForm ADV
← K••••• C••••••••OwnerSENIOR RELATIONSHIP MANAGER OFFICER, ownership code NA, individual
Apr 21, 2026 to presentfactForm ADV
← B••••• A••••••• J•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 21, 2026 to presentfactForm ADV
← G•••••• P•••••• O••••••OwnerCHAIRMAN AND CHIEF EXECUTIVE OFFICER, ownership code E, individual
Aug 6, 2020 to Mar 27, 2024

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$638M
Occurred
Mar 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$367M
Occurred
Mar 27, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$264M
Occurred
Mar 27, 2024
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e8fb455-8b26-2005-c049-f567beb553d0
First observed: Feb 15, 2018
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.