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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

WELLINGTON CAPITAL MANAGEMENT, INC

WELLINGTON CAPITAL MANAGEMENT, INC., CRD 130131

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e94c8b1-85d9-3f31-ce82-23b0472ec979

Data as of Mar 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 26, 2012 to Mar 26, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $38.4MItem 5.F on the latest filing (2012-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $38.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $38.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 99
Custody, client assets: $38.4M
SEC number: 801-62752
CRD: 130131
Filings on the tape: 1
First filed: Mar 26, 2012
Latest filed: Mar 26, 2012
Organised: Corporation, Maryland

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
EDMUND WELLINGTON	n/a	Chevy Chase, MD	0	43	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WELLINGTON III, EDMUND, NMN	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	01/2004	Mar 26, 2012	Mar 26, 2012

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Relationships

Registered with (2)

← EDMUND WELLINGTONAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← RYAN JOSEPH WHYTEAdvisorregistration: previous registration
Feb 23, 2019 to Jun 14, 2022factForm ADV

Controls (1)

← WELLINGTON III, EDMUND, NMNOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 26, 2012 to presentfactForm ADV

Dated events

Occurred
Jun 14, 2022
Advisor changed firm
Ryan Joseph Whyte left Wellington Capital Management, Inc for J.P. Morgan Securities Llc (registered 2022-04-19)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6e94c8b1-85d9-3f31-ce82-23b0472ec979
First observed: Mar 26, 2012
Last observed: Mar 26, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WELLINGTON CAPITAL MANAGEMENT, INC

WELLINGTON CAPITAL MANAGEMENT, INC., CRD 130131

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e94c8b1-85d9-3f31-ce82-23b0472ec979

Data as of Mar 26, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

EDMUND WELLINGTON

n/a

Chevy Chase, MD

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WELLINGTON III, EDMUND, NMN

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

01/2004

Mar 26, 2012

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

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