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Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
Westborough, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | Jul 3, 2024 | n/a | yes | Westborough, MA | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jun 14, 2017 | Jun 28, 2024 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | W•••• I••••••••• A•••••••• L•• | Jun 28, 2024 | Jul 3, 2024 | 5 | Bulk transfer | Other |
| C••••••••• F•••••••• N•••••• | F•••••••• F••••••••• I••• | May 4, 2017 |
| Previous registration |
| F•••••••• F••••••••• I••• | State registered | Apr 19, 2006 | Mar 5, 2008 | no | SOUTHBOROUGH, MA | Previous registration |
| C••••••••• F•••••••• N•••••• | National bd RIA | Aug 4, 2003 | May 4, 2017 | no | SOUTHBOROUGH, MA|NORTHBORO, MA|MILFORD, MA|SOUTHBOROUGH, MA|Southborough, MA | Previous registration |
| -4,033 |
| Firm change after gap |
| Ibd to state RIA |
| F•••••••• F••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Mar 5, 2008 | Jun 14, 2017 | 3,388 | Firm change after gap | Other |