DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

FREDERICK ALLEN MECKLENBURG

Advisor at ROBERTSON INVESTMENT MANAGEMENT

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6e9b4cf9-6822-365d-d5ab-8e2ddd5ebce4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 4, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERTSON INVESTMENT MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 2, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Apr 2, 1981
First registration: Feb 4, 1998
Dual registered: yes, broker-dealer
Other names: FRED MECKLENBURG|FREDERICK ALLEN MECKLENBURG
IAPD individual key: 726227

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERTSON INVESTMENT MANAGEMENT	Independent wealth	Jan 7, 2011	n/a	yes	HOUSTON, TX	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Nov 22, 2019	no	HOUSTON, TX	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	May 13, 2010	Jul 2, 2012	no	HOUSTON, TX\|Katy, TX\|KATY, TX	Previous registration
JAMES E.BASHAW & CO.	n/a	Jun 20, 2005	Jun 4, 2010	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 2, 2003	May 3, 2010	no	RICHMOND, TX\|HOUSTON, TX	Previous registration
AEGIS ASSET MANAGEMENT INC	n/a	Feb 4, 1998	Nov 13, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	n/a	Nov 22, 2019	n/a	n/a	Departure no registered destination	Departure
FIRST ALLIED SECURITIES, INC.	ROBERTSON INVESTMENT MANAGEMENT	Jul 2, 2012	Jan 7, 2011	-542	Firm change after gap	Other
JAMES E.BASHAW & CO.	FIRST ALLIED SECURITIES, INC.	Jun 4, 2010	May 13, 2010	-22	Firm change	Other
LPL FINANCIAL LLC	JAMES E.BASHAW & CO.	May 3, 2010	Jun 20, 2005	-1,778	Firm change after gap	Other
AEGIS ASSET MANAGEMENT INC	LPL FINANCIAL LLC	Nov 13, 2003	Jul 2, 2003	-134	Firm change after gap	Other

Relationships

Registered with (6)

→ ROBERTSON INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Jan 7, 2011 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 22, 2019factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
May 13, 2010 to Jul 2, 2012factForm ADV
→ JAMES E.BASHAW & CO.Registered adviserregistration: previous registration
Jun 20, 2005 to Jun 4, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 2, 2003 to May 3, 2010factForm ADV
→ AEGIS ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Feb 4, 1998 to Nov 13, 2003factForm ADV

Dated events

No dated event names this entity yet.