DFX Intelligence

G••• S•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

G••• S•••••• C••••••

Advisor at K••••• F•••••••• L••

NOVATO, CA

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Search this name across graphsid dfx:ria:6ea1276d-942b-3892-0195-a186b7c645fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 9, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 12, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• F•••••••• L••	Independent wealth	Sep 14, 2026	n/a	yes	NOVATO, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Jun 20, 2016	Sep 30, 2024	no	Novato, CA\|Novato, CA\|Crystal Bay, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	K••••• F•••••••• L••	Sep 30, 2024	Sep 14, 2026	714	Firm change after gap	Ibd to RIA
P•••••••• I•••••••• O• A••••••	W•••••• I••••••••• S•••••••••	Jul 11, 2016	Jun 20, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
6082:39262:CA:2016-07-11	Jul 11, 2016	Jun 20, 2016	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ K••••• F•••••••• L••Registered adviserregistration: current employment
Sep 14, 2026 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jun 20, 2016 to Sep 30, 2024factForm ADV
→ P•••••••• I•••••••• O• A••••••Registered adviserregistration: previous registration
Aug 9, 1999 to Jul 11, 2016factForm ADV

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ea1276d-942b-3892-0195-a186b7c645fa
First observed: Aug 9, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.