DFX Intelligence

G•••• D••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

G•••• D••• D•••••

Advisor at G••••• W••••• M••••••••• I•••

GEORGETOWN, TX | PROVIDENCE VILLAGE, TX

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Search this name across graphsid dfx:ria:6ea372c1-87ae-d119-9ab9-ce33c124331e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 25, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 6, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Jan 2, 2004	n/a	yes	GEORGETOWN, TX\|PROVIDENCE VILLAGE, TX	Current employment
U••••• S••••••••• A•••••••• I•••	n/a	Nov 25, 2003	Dec 31, 2003	no	MCALLEN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• S••••••••• A•••••••• I•••	G••••• W••••• M••••••••• I•••	Dec 31, 2003	Jan 2, 2004	2	Firm change	Other

Relationships

Registered with (2)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 2, 2004 to presentfactForm ADV
→ U••••• S••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 25, 2003 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ea372c1-87ae-d119-9ab9-ce33c124331e
First observed: Nov 25, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.