DFX Intelligence

D•••• P••••• Z•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D•••• P••••• Z•••

Advisor at T•••••• C••••••• I•••

Denver, CO | IRVINE, CA

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Search this name across graphsid dfx:ria:6ea75530-7987-2656-ffd6-f8f6a58de79b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• C••••••• I•••	Independent wealth	Nov 23, 2015	n/a	yes	Denver, CO\|IRVINE, CA	Current employment
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Former SEC adviser	Aug 4, 2008	Nov 29, 2017	no	DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	T•••••• C••••••• I•••	Nov 29, 2017	Nov 23, 2015	-737	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:281597:CO:2017-11-29	Nov 29, 2017	Nov 23, 2015	DENVER, CO	Firm change after gap

Relationships

Registered with (2)

→ T•••••• C••••••• I•••Registered adviserregistration: current employment
Nov 23, 2015 to presentfactForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Aug 4, 2008 to Nov 29, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ea75530-7987-2656-ffd6-f8f6a58de79b
First observed: Aug 4, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.