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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

OPTIMA ASSET MANAGEMENT LP

CRD 299826

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6eb0f549-d82d-02f0-6a75-249c381f5356

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 6
On other graphs: 0
Observed: Nov 21, 2018 to Aug 24, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.16 fund_share=0.8 institutional_share=0.02 related_bd=false related_bank=true bd_reps=1.0
Regulatory AUM: $892MItem 5.F on the latest filing (2026-08-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $614M
Private client RAUM: $143MderivedItem 5.D individuals plus high net worth individuals
Private client share: 16%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22
Advisory employees: 14
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 32
High net worth clients: 5
Private funds: 12Schedule D 7.B(1)
SEC number: 801-115262
CRD: 299826
Filings on the tape: 35
First filed: Nov 21, 2018
Latest filed: Aug 24, 2026
Organised: Limited Partnership, DE
Website: optima.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE OPTIMA GLOBAL TRADING FUND LLC	Hedge Fund	$205M	Apr 4, 2024	99	Mar 28, 2012	reported	021-153113
THE OPTIMA GLOBAL TRADING FUND LIMITED	Hedge Fund	$116M	Apr 4, 2024	23	Mar 29, 2012	reported	021-303995
THE OPTIMA FUND LP	Hedge Fund	$74.7M	Apr 4, 2024	56	Mar 28, 2012	reported	021-148319
OPTIMA HEALTHCARE AND BIOTECH FUND LLC	Hedge Fund	$56.3M	Apr 4, 2024	89	Mar 26, 2020	reported	021-357928
OPTIMA MASTERS FUND LLC	Hedge Fund	$39.6M	Apr 4, 2024	68	Mar 22, 2023	reported	021-357928
OPTIMA STAR LONG FUND	Other Private Fund	$34.8M	Apr 4, 2024	26	Mar 29, 2017	reported	021-353088
THE BLUE CHIP OPPORTUNITY FUND LLC	Other Private Fund	$33.3M	Apr 4, 2024	24	Mar 28, 2012	reported	021-155207
OPTIMA PARTNERS FOCUS SPECIAL INVESTMENTS LLC	Hedge Fund	$22.0M	Apr 4, 2024	78	Mar 20, 2024	reported	n/a
THE OPTIMA PARTNERS FOCUS FUND LLC	Hedge Fund	$17.0M	Apr 4, 2024	27	Mar 28, 2012	reported	021-304127
THE OPTIMA PARTNERS GLOBAL FUND LLC	Hedge Fund	$16.6M	Apr 4, 2024	89	Mar 28, 2012	reported	021-148331
THE OPTIMA FUND LIMITED	Hedge Fund	$16.0M	Apr 4, 2024	8	Mar 29, 2012	reported	021-148320
OPTIMA LLOYD GEORGE ASIA FUND	Hedge Fund	$14.3M	Apr 4, 2024	13	Jul 10, 2019	reported	021-339703
THE OPTIMA MULTI-SECTOR FUND LP	Hedge Fund	$12.6M	Oct 23, 2020	22	Mar 28, 2012	dropped	021-148323
OPTIMA HEALTHCARE AND BIOTECH FUND LIMITED	Hedge Fund	$12.1M	Apr 4, 2024	17	Mar 26, 2020	reported	021-357930
OPTIMA MASTERS FUND LIMITED	Hedge Fund	$8.7M	Apr 4, 2024	10	Mar 22, 2023	reported	021-357930
OPTIMA FUND SPECIAL INVESTMENTS LLC	Hedge Fund	$8.3M	Apr 4, 2024	58	Mar 20, 2024	reported	n/a
THE OPTIMA PARTNERS FOCUS FUND CLASS A	Hedge Fund	$4.2M	Apr 4, 2024	7	Mar 29, 2012	reported	021-149982
OPTIMA STAR FUND	Hedge Fund	$3.6M	Jan 5, 2022	5	Mar 29, 2017	dropped	021-267487
THE OPTIMA PARTNERS GLOBAL FUND	Hedge Fund	$2.1M	Apr 4, 2024	8	Mar 29, 2012	reported	021-148327

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLOOMFIELD, KEITH, MITCHELL	CHIEF EXECUTIVE OFFICER	Na	yes	10/2019	Nov 21, 2018	Apr 4, 2024
FWM HOLDINGS, INC	MANAGING MEMBER	E	yes	11/2018	Mar 31, 2022	Apr 4, 2024
GEARHART, WILLIAM, RAGNAR	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 31, 2022	Apr 4, 2024
PINTO, DANIEL, EMILE	Controller	D	yes	04/2018	Apr 15, 2021	Apr 4, 2024
STANHOPE CAPITAL (SWITZERLAND) SA	Member	E	yes	02/2021	Mar 30, 2021	Apr 4, 2024
STANHOPE CAPITAL GROUP SA	Shareholder	E	yes	02/2021	Mar 30, 2021	Apr 4, 2024
LEWIS, GEOFFREY, MANFRED	CHIEF FINANCIAL OFFICER	Na	no	07/2019	Jul 10, 2019	Apr 4, 2024
ORTIZ, PETER, MARC	CHIEF OPERATING OFFICER	Na	no	07/2023	Jul 18, 2023	Apr 4, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STANHOPE CAPITAL, LLP	n/a	Mixed wealth	$16B	N	yes	n/a
FFT WEALTH MANAGEMENT LLC	n/a	Independent wealth	$2.3B	N	yes	n/a
LGL PARTNERS, LLC	n/a	Former SEC adviser	$1.0B	N	yes	n/a
OPTIMA MANAGERS GP MM LLC	n/a	n/a	n/a	N	yes	n/a
OPTIMA MANAGERS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Philadelphia	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$892M	$614M	22	14	2	12	n/a
2024	Mar 31, 2025	$807M	$486M	30	14	2	11	n/a
2023	Mar 20, 2024	$813M	$488M	20	10	1	17	$681M
2022	Mar 22, 2023	$949M	$682M	22	11	1	15	$2.5B
2021	Mar 31, 2022	$1.1B	$749M	21	9	1	13	$1.0B
2020	Mar 30, 2021	$887M	$646M	21	12	1	14	$797M
2019	Mar 26, 2020	$916M	$574M	21	10	1	15	$749M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$892M	$807M	10.4%	$949M	-2.1%	22	30	2	2

Relationships

Affiliated with (6)

→ CORIENT SHC WEALTH MANAGEMENT (US) LPRegistered adviserother investment adviser, common control
factForm ADV
→ LGL PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ STANHOPE CAPITAL, LLPRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← CORIENT SHC WEALTH MANAGEMENT (US) LPRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← CORIENT SHC PARTNERS (US) LPRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← BALA CAPITAL GROUP, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (19)

→ THE OPTIMA GLOBAL TRADING FUND LLCPrivate fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ THE OPTIMA PARTNERS FOCUS FUND LLCPrivate fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ OPTIMA FUND SPECIAL INVESTMENTS LLCPrivate fundHedge Fund, IA
Mar 20, 2024 to presentfactForm ADV
→ OPTIMA MASTERS FUND LLCPrivate fundHedge Fund, IA
Mar 22, 2023 to presentfactForm ADV
→ OPTIMA LLOYD GEORGE ASIA FUNDPrivate fundHedge Fund, IA
Jul 10, 2019 to presentfactForm ADV
→ OPTIMA PARTNERS FOCUS SPECIAL INVESTMENTS LLCPrivate fundHedge Fund, IA
Mar 20, 2024 to presentfactForm ADV
→ OPTIMA MASTERS FUND LIMITEDPrivate fundHedge Fund, IA
Mar 22, 2023 to presentfactForm ADV
→ THE OPTIMA PARTNERS FOCUS FUND CLASS APrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ THE OPTIMA FUND LIMITEDPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ THE OPTIMA GLOBAL TRADING FUND LIMITEDPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ THE OPTIMA FUND LPPrivate fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ OPTIMA HEALTHCARE AND BIOTECH FUND LLCPrivate fundHedge Fund, IA
Mar 26, 2020 to presentfactForm ADV
→ THE BLUE CHIP OPPORTUNITY FUND LLCPrivate fundOther Private Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ OPTIMA HEALTHCARE AND BIOTECH FUND LIMITEDPrivate fundHedge Fund, IA
Mar 26, 2020 to presentfactForm ADV
→ THE OPTIMA PARTNERS GLOBAL FUNDPrivate fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ THE OPTIMA PARTNERS GLOBAL FUND LLCPrivate fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ OPTIMA STAR LONG FUNDPrivate fundOther Private Fund, IA
Mar 29, 2017 to presentfactForm ADV
→ OPTIMA STAR FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2017 to Jan 5, 2022factForm ADV
→ THE OPTIMA MULTI-SECTOR FUND LPPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2012 to Oct 23, 2020factForm ADV

Owns (2)

← LEWIS, GEOFFREY, MANFREDOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jul 10, 2019 to Apr 4, 2024factForm ADV
← ORTIZ, PETER, MARCOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jul 18, 2023 to Apr 4, 2024factForm ADV

Controls (5)

← PINTO, DANIEL, EMILEOwnerCONTROLLER, ownership code D, individual
Apr 15, 2021 to Apr 4, 2024factForm ADV
← BLOOMFIELD, KEITH, MITCHELLOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 21, 2018 to Apr 4, 2024factForm ADV
← GEARHART, WILLIAM, RAGNAROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2022 to Apr 4, 2024factForm ADV
← FWM HOLDINGS, INCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 31, 2022 to Apr 4, 2024factForm ADV
← STANHOPE CAPITAL (SWITZERLAND) SAOwnerMEMBER, ownership code E, foreign entity
Mar 30, 2021 to Apr 4, 2024factForm ADV

Dated events

Occurred
Mar 20, 2024
Control person left
Dixon Dennie Boardman (Chief Executive Officer) no longer on Schedule A of Optima Asset Management Lp (listed 2023-07-18, absent 2024-03-20)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2024
Control person joined
Mitchell Keith Bloomfield (Chief Executive Officer) appeared on Schedule A of Optima Asset Management Lp
Form ADVobserved 6 days ago
Occurred
Apr 15, 2021
Control person joined
Emile Daniel Pinto (Controller) appeared on Schedule A of Optima Asset Management Lp
Form ADVobserved 6 days ago
Occurred
Sep 23, 2019
Control person joined
Dixon Dennie Boardman (Chief Executive Officer) appeared on Schedule A of Optima Asset Management Lp
Form ADVobserved 6 days ago
Occurred
Sep 23, 2019
Control person left
Mitchell Keith Bloomfield (Chief Executive Officer) no longer on Schedule A of Optima Asset Management Lp (listed 2019-07-10, absent 2019-09-23)
Form ADVobserved 6 days ago
Occurred
Nov 21, 2018
First Form ADV filing
Fwm Acquisition Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6eb0f549-d82d-02f0-6a75-249c381f5356
First observed: Nov 21, 2018
Last observed: Aug 24, 2026 28 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OPTIMA ASSET MANAGEMENT LP

CRD 299826

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6eb0f549-d82d-02f0-6a75-249c381f5356

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE OPTIMA GLOBAL TRADING FUND LLC

Hedge Fund

$205M

Apr 4, 2024

Mar 28, 2012

reported

021-153113

THE OPTIMA GLOBAL TRADING FUND LIMITED

Hedge Fund

$116M

Apr 4, 2024

Mar 29, 2012

reported

021-303995

THE OPTIMA FUND LP

Hedge Fund

$74.7M

Apr 4, 2024

Mar 28, 2012

reported

021-148319

OPTIMA HEALTHCARE AND BIOTECH FUND LLC

Hedge Fund

$56.3M

Apr 4, 2024

Mar 26, 2020

reported

021-357928

OPTIMA MASTERS FUND LLC

Hedge Fund

$39.6M

Apr 4, 2024

Mar 22, 2023

reported

021-357928

OPTIMA STAR LONG FUND

Other Private Fund

$34.8M

Apr 4, 2024

Mar 29, 2017

reported

021-353088

THE BLUE CHIP OPPORTUNITY FUND LLC

Other Private Fund

$33.3M

Apr 4, 2024

Mar 28, 2012

reported

021-155207

OPTIMA PARTNERS FOCUS SPECIAL INVESTMENTS LLC

Hedge Fund

$22.0M

Apr 4, 2024

Mar 20, 2024

reported

n/a

THE OPTIMA PARTNERS FOCUS FUND LLC

Hedge Fund

$17.0M

Apr 4, 2024

Mar 28, 2012

reported

021-304127

THE OPTIMA PARTNERS GLOBAL FUND LLC

Hedge Fund

$16.6M

Apr 4, 2024

Mar 28, 2012

reported

021-148331

THE OPTIMA FUND LIMITED

Hedge Fund

$16.0M

Apr 4, 2024

Mar 29, 2012

reported

021-148320

OPTIMA LLOYD GEORGE ASIA FUND

Hedge Fund

$14.3M

Apr 4, 2024

Jul 10, 2019

reported

021-339703

THE OPTIMA MULTI-SECTOR FUND LP

Hedge Fund

$12.6M

Oct 23, 2020

Mar 28, 2012

dropped

021-148323

OPTIMA HEALTHCARE AND BIOTECH FUND LIMITED

Hedge Fund

$12.1M

Apr 4, 2024

Mar 26, 2020

reported

021-357930

OPTIMA MASTERS FUND LIMITED

Hedge Fund

$8.7M

Apr 4, 2024

Mar 22, 2023

reported

021-357930

OPTIMA FUND SPECIAL INVESTMENTS LLC

Hedge Fund

$8.3M

Apr 4, 2024

Mar 20, 2024

reported

n/a

THE OPTIMA PARTNERS FOCUS FUND CLASS A

Hedge Fund

$4.2M

Apr 4, 2024

Mar 29, 2012

reported

021-149982

OPTIMA STAR FUND

Hedge Fund

$3.6M

Jan 5, 2022

Mar 29, 2017

dropped

021-267487

THE OPTIMA PARTNERS GLOBAL FUND

Hedge Fund

$2.1M

Apr 4, 2024

Mar 29, 2012

reported

021-148327

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLOOMFIELD, KEITH, MITCHELL

CHIEF EXECUTIVE OFFICER

yes

10/2019

Nov 21, 2018

Apr 4, 2024

FWM HOLDINGS, INC

MANAGING MEMBER

yes

11/2018

Mar 31, 2022

Apr 4, 2024

GEARHART, WILLIAM, RAGNAR

CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 31, 2022

Apr 4, 2024

PINTO, DANIEL, EMILE

Controller

yes

04/2018

Apr 15, 2021

Apr 4, 2024

STANHOPE CAPITAL (SWITZERLAND) SA

Member

yes

02/2021

Mar 30, 2021

Apr 4, 2024

STANHOPE CAPITAL GROUP SA

Shareholder

yes

02/2021

Mar 30, 2021

Apr 4, 2024

LEWIS, GEOFFREY, MANFRED

CHIEF FINANCIAL OFFICER

07/2019

Jul 10, 2019

Apr 4, 2024

ORTIZ, PETER, MARC

CHIEF OPERATING OFFICER

07/2023

Jul 18, 2023

Apr 4, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STANHOPE CAPITAL, LLP

n/a

Mixed wealth

$16B

yes

n/a

FFT WEALTH MANAGEMENT LLC

n/a

Independent wealth

$2.3B

yes

n/a

LGL PARTNERS, LLC

n/a

Former SEC adviser

$1.0B

yes

n/a

OPTIMA MANAGERS GP MM LLC

n/a

yes

n/a

OPTIMA MANAGERS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Philadelphia

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$892M

$614M

n/a

2024

Mar 31, 2025

$807M

$486M

n/a

2023

Mar 20, 2024

$813M

$488M

$681M

2022

Mar 22, 2023

$949M

$682M

$2.5B

2021

Mar 31, 2022

$1.1B

$749M

$1.0B

2020

Mar 30, 2021

$887M

$646M

$797M

2019

Mar 26, 2020

$916M

$574M

$749M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$892M

$807M

10.4%

$949M

-2.1%