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KOPP INVESTMENT ADVISORS, LLC, CRD 107010
BLOOMINGTON, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FLAKNE, JOHN, PAUL | COO 2/07, CFO 9/03, CHIEF COMPLIANCE OFFICER 3/07 | Na | yes | 09/2003 | Mar 9, 2012 | Mar 8, 2019 |
| KOPP HOLDING COMPANY, LLC | SOLE MEMBER | E | yes | 09/2003 | Mar 9, 2012 | Mar 8, 2019 |
| KOPP, LEROY, CLARENCE | Trustee | F | yes | 10/2013 | Mar 9, 2012 | Mar 8, 2019 |
| KOPP, LEROY, CLARENCE | CHAIRMAN AND SOLE GOVERNOR | Na | yes | 02/2007 | Mar 9, 2012 | Mar 8, 2019 |
| LEROY C. KOPP REVOCABLE BUSINESS TRUST | SOLE MEMBER | E | yes | 10/2013 | Oct 31, 2013 | Mar 8, 2019 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 8, 2019 | $117M | $112M | 5 | 1 | 0 | n/a | n/a |
| 2017 | Feb 2, 2018 | $114M | $114M | 6 | 3 | 0 | n/a | n/a |
| 2016 | Mar 9, 2017 | $115M | $115M | 6 | 3 | n/a | n/a | n/a |
| 2015 | Mar 10, 2016 | $230M | $230M | 8 | 4 | n/a | n/a | n/a |
| 2014 | Mar 23, 2015 | $226M | $226M | 9 | 5 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $252M | $252M | 10 | 5 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $273M | $273M | 11 | 5 | n/a | n/a | n/a |
| 2011 | Mar 9, 2012 | $284M | $283M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $117M | $114M | 3.0% | $230M | -20.1% | 5 | 6 | 0 | 0 |