DFX Intelligence

J•••••• I• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J•••••• I• A••••••

Advisor at T••••• A••••••• S•••••••• I•••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:6eb9e53a-f66c-b789-1cfb-bd7becec039c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 11, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Dec 11, 2025	n/a	yes	BOCA RATON, FL	Current employment
G••••• W••••• A•••••••	Independent wealth	Apr 22, 2024	May 20, 2025	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• A•••••••	T••••• A••••••• S•••••••• I•••	May 20, 2025	Dec 11, 2025	205	Firm change	RIA to ibd
C•••••••• G••••• M•••••• I•••	G••••• W••••• A•••••••	Apr 24, 2024	Apr 22, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7059:282409:FL:2024-04-10	Apr 24, 2024	Apr 22, 2024	MIAMI, FL	Firm change

Relationships

Registered with (4)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ G••••• W••••• A•••••••Registered adviserregistration: previous registration
Apr 22, 2024 to May 20, 2025factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Apr 14, 2023 to Apr 24, 2024factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
May 20, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6eb9e53a-f66c-b789-1cfb-bd7becec039c
First observed: Oct 11, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.