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Advisor at MORGAN STANLEY
Annapolis, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 5, 2023 | n/a | yes | Annapolis, MD | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Mar 13, 2009 | May 24, 2023 | no | ANNAPOLIS, MD|ANNAPOLIS, MD | Previous registration |
| FERRIS, BAKER WATTS, LLC | n/a | Oct 31, 2006 | Mar 13, 2009 | no | ANNAPOLIS, MD | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jan 25, 1991 | Nov 3, 2006 | no | ANNAPOLIS, MD|ANNAPOLIS, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | MORGAN STANLEY | May 24, 2023 | May 5, 2023 | -19 | Firm change | Ibd to wirehouse |
| FERRIS, BAKER WATTS, LLC | RBC CAPITAL MARKETS, LLC | Mar 13, 2009 | Mar 13, 2009 | 0 | Bulk transfer | Other |
| A. G. EDWARDS & SONS, INC. | FERRIS, BAKER WATTS, LLC | Nov 3, 2006 | Oct 31, 2006 | -3 | Firm change | Other |