DFX Intelligence

C••••••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••••••••• W••••• M••••••••• L••

CRD 119656

ZIONSVILLE, IN

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Search this name across graphsid dfx:ria:6ec7035f-c6ba-6132-57fb-3165129523f9

Data as of Apr 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 0
Observed: Nov 21, 2011 to Apr 29, 2024
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $288M••• Locked
Discretionary RAUM: $288M
Private client RAUM: $217Mderived••• Locked
Private client share: 76%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• B••••• J•••••	MANAGING MEMBER	E	yes	12/2001	Nov 21, 2011	Apr 29, 2024
S••••••••• G•••• J•••••	CHIEF COMPLIANCE OFFICER	Na	no	11/2011	Nov 21, 2011	Apr 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$288M	$226M	27.5%	$213M	10.6%	5	4	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••••• A•••••••• L••	3	Dec 16, 2024	Oct 1, 2024	ZIONSVILLE, IN	Firm absorbed	RIA to RIA	100.0%

Relationships

Owns (1)

← S••••••••• G•••• J•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV

Controls (1)

← B••••••• B••••• J•••••OwnerMANAGING MEMBER, ownership code E, individual
Nov 21, 2011 to presentfactForm ADV

Registered with (5)

← B•••• J••••• B••••••Advisorregistration: previous registration
Dec 11, 2009 to Dec 16, 2024factForm ADV

Dated events

Occurred
Dec 16, 2024
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
3 advisors
Occurred
Dec 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 16, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ec7035f-c6ba-6132-57fb-3165129523f9
First observed: Nov 21, 2011
Last observed: Apr 29, 2024 29 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.