DFX Intelligence

D•••••• D•••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

D•••••• D•••••••• B•••••

Advisor at H••• F•••• A•••••••• I•••

ROCHESTER, NY

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Search this name across graphsid dfx:ria:6ec7d0db-9c50-8643-5707-ab2da62ba08f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• F•••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• F•••• A•••••••• I•••	Independent wealth	Sep 4, 2021	n/a	yes	ROCHESTER, NY	Current employment
W••• S••••• F•••••••• G••••• I••	Former SEC adviser	Jul 29, 2011	Jun 28, 2013	no	VICTOR, NY\|ROCHESTER, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••• S••••• F•••••••• G••••• I••	H••• F•••• A•••••••• I•••	Jun 28, 2013	Sep 4, 2021	2,990	Firm change after gap	Other

Relationships

Registered with (2)

→ H••• F•••• A•••••••• I•••Registered adviserregistration: current employment
Sep 4, 2021 to presentfactForm ADV
→ W••• S••••• F•••••••• G••••• I••Registered adviserregistration: previous registration
Jul 29, 2011 to Jun 28, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ec7d0db-9c50-8643-5707-ab2da62ba08f
First observed: Jul 29, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.