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J••••••• A•• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

J••••••• A•• O•••••

Advisor at D•••••• A•••••••• G•••• • W•••••

DALLAS, TX | Albrightsville, PA

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Search this name across graphsid dfx:ria:6ec7df21-7378-0434-189a-30a7e0697a5c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 22, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• A•••••••• G•••• • W•••••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• A•••••••• G•••• • W•••••	Other adviser	Mar 27, 2026	n/a	yes	Albrightsville, PA\|DALLAS, TX	Current employment
S••••• W••••• M•••••••••	Independent wealth	Jul 12, 2023	Feb 28, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• M•••••••••	D•••••• A•••••••• G•••• • W•••••	Feb 28, 2025	Mar 27, 2026	392	Firm change	Other
T•• M••••• G••••• L••	S••••• W••••• M•••••••••	Apr 3, 2023

Relationships

Registered with (5)

→ D•••••• A•••••••• G•••• • W•••••Registered adviserregistration: current employment
Mar 27, 2026 to presentfactForm ADV
→ S••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jul 12, 2023 to Feb 28, 2025factForm ADV
→ T•• M••••• G••••• L••Registered adviserregistration: previous registration
Oct 29, 2019 to Apr 3, 2023factForm ADV
→ R•• F•••••••• S•••••••• I•••

Dated events

Occurred
Feb 28, 2025
Advisor changed firm
J••••••• A•• O••••• left S••••• W••••• M••••••••• for D•••••• A•••••••• G•••• • W••••• (registered 2026-03-27)
Form ADVobserved 7 days ago
Occurred
Apr 3, 2023
Advisor changed firm
J••••••• A•• O••••• left T•• M••••• G••••• L•• for S••••• W••••• M••••••••• (registered 2023-07-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ec7df21-7378-0434-189a-30a7e0697a5c
First observed: Apr 22, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.